• If the rental real estate activities are section 162 trades or businesses, the rules in section 469(c)(7) and Sec. 1.469-9 will apply in determining whether a rental real estate activity of a real estate professional is a passive activity for purposes of section 1411(c)(2)(A).

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  • It points to a November 2001 meeting between Grasso, then-SEC Chairman Harvey Pitt , and executives from Citigroup (nyse: C - news - people ), Merrill Lynch, Credit Suisse First Boston , Goldman Sachs (nyse: GS - news - people ) and Morgan Stanley (nyse: MWD - news - people ) concerning analyst conflicts of interest.

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  • The Securities Act, 15 U.S.C.78u-1(e), provides for a financial reward to an individual who provides information to the SEC regarding insider trading.

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  • And yet you can find him all over a recent prospectus filed with the SEC for Hydrogen Power, a Seattle company with a volatile stock on the o-t-c bulletin board.

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