You can avoid loads by using closed-end funds, though you will have to pay regular stock brokerage fees.
Like all brokerage fees, the APT tax establishes a spread between the buy and sell price of every transaction.
The cost drag column in our table shows, in boldface, a fund's annual expenses combined with brokerage fees paid to trade its portfolio.
His top line includes the value of the parts, his brokerage fees and any additional consulting charges for determining which parts should be made in-house and which should be outsourced.
That is, mutual fund companies have been charging investors excessive money management fees so they could enter into revenue sharing arrangements with brokerages and excessive brokerage fees so they could direct portfolio trades to brokerages that assisted in marketing the funds.
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Brokerage, conference fees and selling products and services to money managers were the treasured business lines.
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When a consultant receives brokerage or conference fees from a manager it recommends a fund hire, that is a pay-off.
The consultant may receive brokerage, investment advisory fees, or special treatment as an investor from the hedge fund operators.
The complaint alleges that the consultant was paid undisclosed brokerage commissions, conference fees and other forms of compensation by managers it recommended.
The consultant must provide the board with financial information regarding annual brokerage revenues, conference fees and sponsorships, and other monies received from money managers versus consulting revenues received from pension funds.
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Third, the only fees are normal brokerage commissions.
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The expense ratio of the mutual funds and certain administrative cost may be disclosed (at best), but other significant fees, such as brokerage, are not.
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Consultants get fees for helping to lower prime brokerage rates their clients get charged.
These fees include money manager services and Schwab brokerage and custody services.
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Capital gains tax liabilities may be realized, commissions will occur when stocks are sold and you may even have to pay fees to transfer money out of your brokerage account.
Conflict of interest ridden financial advisers, unethical money managers and brokerage schemes are commonplace, as are irrational and excessive fees.
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At the same time, a new breed of online financial advisory firm is out to do what human advisers do, only with software and without the mazes of fees and conflicts of interest that can plague traditional brokerage firms.
He drew depositors by offering slightly higher rates, Saturday hours, low fees and new services--first credit cards, then brokerage accounts and insurance.
The investigation found that stock loan traders at large brokerage firms conspired with stock finders to funnel millions of dollars in fraudulent fees to the finders or relatives of the finders in exchange for kickbacks, also often involving family members.
As the number of ETFs expands and marketing expenses rise, brokerage firms are stepping up pressure on ETF companies to pay them 12b-1 fees.
Goldman's prime brokerage business, which assists and finances hedge fund stock purchases, has been racking up fees and interest rate spreads.
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