The brokerage company Merrill Lynch said it had it's their first quarterly loss in six years.
After a short career in financial journalism, he founded the first Canadian institutional brokerage company, Loewen Ondaatje McCutcheon.
His own repertoire includes experience in management for Atlantic Record recording artists and founder of several businesses including Blue Ocean Live LLC, a concert booking and promotions company whose clients include the likes of Three 6 Mafia and Wiz Khalifa, as well as a private jet booking brokerage company called JJHC LLC, with impressive clientele that ranges from Justin Bieber to Snoop Dogg.
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This isn't the first time a company has locked horns with the DTCC, the brokerage-owned private company that handles the bulk of the clearing and settlement in U.S. securities transactions.
Assets may be custodied with a bank, trust company or brokerage domestically or abroad which may not be financially sound or adequately regulated.
Arthur Ryan , chief executive of the brokerage's parent company, Prudential Insurance Co. of America a.k.a. the Rock handpicked Strangfeld, 48, for the job last fall.
The simplest way to do this is by setting up a Uniform Transfers to Minors Act account at a brokerage, mutual fund company or bank.
Arthur Ryan, the CEO of the Prudential Insurance Co. of America (the Rock), the brokerage's parent company, handpicked Strangfeld, 48, for the job in the fall.
If you accumulate an adequate amount of cash for these purposes outside the account, you can always transfer it to a brokerage or mutual fund company to be invested more aggressively for retirement.
In the 1980s and 1990s, renowned researchers Robert Arnott and Andrew Lo had separately investigated the extrapolation of company earnings by brokerage firm analysts.
If one person offers investment advice and buys and sells securities for others, the regulation on that person should not be different depending on whether that person is employed by a bank, a stock brokerage firm, an insurance company or is a self-employed registered investment adviser.
The settlement is for four years and provides compensation for all women employed as financial advisors in the U.S. branches of the company's brokerage division from Aug. 24, 2003 through March 1, 2008, or in California from June 25, 2003 through March 1, 2008, which is expected to be close to 2, 500 women.
This summer he plans to roll out a wine label, a utility company and an online brokerage.
In the equities space, the company is expanding its brokerage trading to cover markets in Indonesia and Malaysia.
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Wachovia will survive as a company specialized in retail brokerage and asset management.
The company also offers yacht brokerage and charter services.
You can minimize these by choosing a discount brokerage or no-load mutual fund company like Vanguard, Fidelity, Charles Schwab, TD Ameritrade, or Scottrade.
Mr. Klausner said after a pension-fund client of his firm requested more disclosure from Merrill, the company added reporting on all brokerage-related revenue to the client in quarterly reports.
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In simpler terms, a brokerage analyst needs to explain why the company will generate more cash over the next few years than he previously forecast to justify maintaining his price target.
Brokerage services are offered through First Republic Securities Company, LLC.
Palo Alto Networks shares received mixed reviewed this morning as analysts for the brokerage firms that took the network security software company public picked up coverage of the stock.
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This Federal Express disciple, who became the CEO of E-Trade in March 1996, insists that the company has moved beyond the online brokerage business to a new battlefront: unified online finance.
Brokerage analysts should adjust their earnings downward if the company will be adversely affected.
Schwartz acknowledged the liquidity crisis was prompted by customers of its prime brokerage and trading areas pulling cash out of the company.
The survey of property developers and real-estate agencies, which the company compiles together with online real-estate brokerage SouFun Holdings Ltd.
These included personal net worth, cash flow and stock option statements, back federal tax returns, W-2s, a company benefits package, various insurance binders, brokerage and 401(k) statements, pension calculations and wills.
After the insurance carriers quote their terms and conditions for those risks, the brokerage firm selects and recommends the best proposal to the production company.
But as the popularity of the brokerage services results in more people opening trading accounts with the company, this in-turn leads to higher interest-earning assets for Schwab.
Altra has a fair amount of company in business-to-business e-brokerage.
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