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Unfortunately, his broker will probably report every one of the potential wash sale losses and total them up, too.
FORBES: Who Can't Count, The IRS Or Your Broker?
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In 90 days, the broker-dealers must report back to regulators that they have all the systems in place to meet the rules concerning e-mail preservation.
FORBES: Wall Street's Lesson In Housekeeping
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Fund supermarkets enable investors to own several funds of their choice from different families in one brokerage account and track them with a single periodic report from the broker.
FORBES: Fidelity FundsNetwork Eases Free Fund Trade Rule
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In August of 2012, the Public Company Accounting Oversight Board, the US audit industry regulator, issued its first report on the auditors of broker-dealers under a pilot inspection program.
FORBES: All Talk: The SEC's Broken Broker-Dealer, Investment Advisor Examination Program
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The only additional items that broker-dealers will be required to maintain and report are the LTID and the time a transaction occurs.
FORBES: New Large Trader Rules Adopted; SEC Hopes To Better Monitor High-Frequency Trading
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The report would establish a custody profile for broker-dealers that examiners could use as a starting point to focus their custody examinations.
FORBES: All Talk: The SEC's Broken Broker-Dealer, Investment Advisor Examination Program
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In addition, some sources report that the majority of mortgages are obtained through a broker, often an independent entity, who takes loan applications on behalf of a depository institution or other lender.
NPR: Transcript: Bernanke on Mortgages, Foreclosures
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The SEC report said that 14 of the 24 consultants investigated have affiliated broker-dealers or relationships with unaffiliated broker-dealers.
FORBES: Consequences of the Mutual Fund Industry's History of Transgressions (November 1, 2003 )
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The broker-dealers are required to maintain transaction records for each large trader and report that information to the SEC upon request.
FORBES: New Large Trader Rules Adopted; SEC Hopes To Better Monitor High-Frequency Trading
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One, the taxpayer should have the opportunity to send a report with his 1040 that explains why he's using a different basis than that reported by his broker and why he and not the broker is right.
FORBES: Magazine Article