That is, a majority of the auditors of broker dealers do not audit any other SEC registered companies.
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The Bank shall permanently install personnel within its New York branch to oversee and audit any offshore money-laundering due diligence and monitoring undertaken by the Bank.
Some landlords said a clause allowing Wal-Mart to audit any of their businesses is particularly objectionable because it goes beyond the transactions that directly involve the U.S. company.
Michael Cook said at the PCAOB SAG meeting that one financial expert, a retired audit partner like him, was all the financial accounting and audit expertise needed on any Audit Committee.
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This report would describe any material inadequacies existing since the date of the previous audit and any corrective action taken or proposed.
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The info requested was strictly business stuff and it was not particularly pleasant, but it was no worse than going through a process audit or any of a million other consulting trials.
Should the PBGC require a forensic audit of any failed pension it overtakes, corporations will think twice before dumping their pension obligations onto taxpayers and vendors to pensions may clean up their acts.
David Cameron's official spokesman defended the way in which the information had been published and denied the government was failing to live up to its promises on transparency by publishing the audit without any clear indication of how many of the 399 pledges have been broken.
All the books must be opened and any company taking another penny must consent to an audit, waiving any legal right to block the government from stepping in.
Members of the public and employees of the audit firms can report any concerns they have about an auditor or the audit process to the PCAOB directly, explained Deputy Director of Enforcement Marion Koenigs.
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In my opinion, any one of the largest four global audit firms could audit, if rotated into service, any of the largest global financial services firms.
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It is unclear that a bigger crop of smaller firms would audit companies' books any better.
Mr Davis said the National Audit Office would investigate any redundancy deal, which he hoped would "stiffen the MoD's spine".
On this point, the United States is behind the UK, where regulators are actually talking about the form and content of the audit report and whether the current audit process actually serves any useful purpose for investors.
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In future, any non-audit work at all must be approved first by the company's audit committee.
For example, Leighton is alleged to have misrepresented to pool participants that a regulatory audit prevented him from making any distributions or payments to pool participants or returning participant funds upon request, when, in fact, no such audit had occurred.
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Are any of the largest audit firms besides EY vulnerable to a large legal claim such as Lehman?
FORBES: Is Any Other Audit Firm Vulnerable Besides Ernst & Young?
There is no evidence of any other interviews with audit firm leadership or audit engagement partners for the failed institutions.
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It has so far failed to give any details of the audit and on Wednesday Mr Capriles said he would wait only until Thursday.
For starters, every pension that has a conflicted adviser should undertake an audit to determine whether there is any connection between the adviser conflicts and pension underperformance.
By this time London was also in charge of the KPMG audit practice for the region so any partner that was assigned in his place was also his subordinate.
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Are any of the other audit firms vulnerable?
FORBES: Is Any Other Audit Firm Vulnerable Besides Ernst & Young?
Just tell them they cannot sell any of their proliferating non-audit services to audit clients.
Neither USAID nor any agency of the US Government had any role or input in this audit.
The program will rely on traveler feedback, and any discrepancies could trigger an independent audit of the hotel.
The penalties include prohibiting PW India from accepting any new US listed companies as audit clients for six months, whether directly or via referral from PwC network firms.
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The firm was no more a bum than any of the other Big 4 audit firms who held on as long as they could to as much additional work and fees from audit clients as they could.
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The GAO is right that users of limited scope audit reports should be uncertain about what, if any, assurances these reports provide.
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As a result of this potentially confusing wording, users of limited scope audit reports could be uncertain about what, if any, assurance these reports provide.
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Given the crucial importance of the audit, everything possible ought to be done to eradicate any conflict of interest that might reduce effectiveness.
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