We had very little, maybe 10% of our assets, custodied at the brokerage unit at Smith Barney.
Metzler profits from it by lending his 32, 000 NovaStar shares to traders through his brokerage account at Smith Barney.
Female brokers who worked at Smith Barney starting in 2003 are eligible for settlement funds, the court filing says.
Shah subsequently sent fabricated emails to his email address at Smith Barney with attachments that purported to be letters from Client- 2 authorizing the two transfers.
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"AMR is playing a weak hand, " says Brian Harris, airline analyst at Salomon Smith Barney.
"I think you have to call the programme a success now, " said Nick Cunningham, an aerospace analyst at Citigroup Smith Barney.
At Salomon Smith Barney, the heads of companies that hired the firm got first dibs on hot initial offerings of internet stocks.
To run the show, Schwab has poached the executive who runs managed accounts at Salomon Smith Barney, the largest marketer of the investments.
Grimley used to speak to his brokers constantly at Salomon Smith Barney 's Atlanta office--and as far as he knew he wasn't being taped.
Equity strategists at Salomon Smith Barney point out that, in the past, tightening credit spreads have been a reliable leading indicator of rising share prices.
John Leonard, an analyst at Salomon Smith Barney, envisages a continuing stand-off between banks across national borders until the last pairing-up is done at home.
"A lot of Japanese men aren't ready for a boss who's both female and younger than they are, " says an official at Salomon Smith Barney in Tokyo.
Nick Cunningham, an analyst at Citigroup Smith Barney in London, worries that the aircraft makers are seeing a repeat of the telecoms-equipment boom of the late 1990s.
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That doesn't sound like much, but it's enough to offset the cost of a quintupling of wirelessnetwork usage, according to Thomas Lee, wireless analyst at Salomon Smith Barney.
Small domestic producers such as Britain's Gallaher, Austria Tabak and Papastratos of Greece look potential victims, reckons Martin Feldman, an analyst at Salomon Smith Barney, Citigroup's investment bank.
All told, Schwab spends 42% of its net revenues on compensation and benefits, compared with about 55% at Merrill's retail business, estimates Guy Moszkowski, a brokerage analyst at Salomon Smith Barney.
"This is a disastrous result for Sainsbury's, " an analyst at Schroder Salomon Smith Barney said.
About half of the profits in the chemical division come from a single chemical, carbonate, according to Andrew Benson at Schroder Salomon Smith Barney.
That's how she grabbed a little business at MCI and Smith Barney.
"OPEC is trying to micromanage the oil price at the upper end of the range, " Peter Gignoux, an oil industry analyst at Schroder Salomon Smith Barney, told CNN.
The way we work at Morgan Stanley Smith Barney is that our global investment committee, comprising seasoned professionals like Charlie, weigh valuation, fundamental and other factors in determining asset allocation positioning.
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That evening, brokers at Morgan Stanley Smith Barney, a part of the firm that deals with individual investors, were told that their allocations of Facebook shares had been raised to a maximum of 5, 000 per account, from roughly 500 shares.
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The next morning, a Friday, just hours before trading was set to begin, brokers at local Morgan Stanley Smith Barney offices around the nation, including in Buffalo, N.
WSJ: Morgan Stanley Was 'Driver' on Facebook's Wild IPO Ride
The six-month program included a three-month internship at the brokerage house Salomon Smith Barney, where he got plenty of experience in building out networks.
Grubman has been flayed in Congress, crucified by the Spitzer crusade, ousted from his job at Citigroup's Salomon Smith Barney and ambushed by a relentless CNBCcamera crew.
Salomon Smith Barney and at least ten other brokerage houses, including Goldman Sachs (nyse: GS - news - people ), remain under investigation by both state securities regulators and the SEC.
Mamoun Tazi of Salomon Smith Barney says most look at absolute numbers rather than fundamentals.
One had only to witness the grilling that Salomon Smith Barney analyst Jack Grubman endured at the congressional WorldCom hearing last week to get a sense of how low Wall Street analysts have sunk.
While Pandit told a number of outlets that the decision to step down was his, the abrupt nature of his resignation led to speculation that dissatisfaction with his compensation, or board gripes with his handling of the Morgan Stanley Smith Barney joint venture, was at the heart of the matter.
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It will unveil a new name for its retail mutual funds later this spring as part of an effort to get brokers at rival firms, such as Citigroup's Smith Barney, to sell them.
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