Of course, geez, how nice that FINRA cites to so many federal and state rules and statutes in its proceedings and appeals.
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Concerning legal aspects the seminar heard that laws and statutes existed in most countries to protect street children but were not always enforced.
Time passed, more money was lost and statutes of limitations continued to run on the huge losses related to the 2000-2001 dot com meltdown.
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Commissioner Terri Mascherin, a Chicago attorney, said the effort "could have shown a little more backbone" in repealing laws and statutes that were archaic or of questionable constitutionality.
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Petitioners stated that Mr. Sandlin provided them copies of cases and statutes purporting to support such amortization deductions, but they were unable to produce these sources of authority.
Unfortunately, as we tried to explain to these trustees, the SEC investigation was already 5 years overdue and statutes of limitations were running on losses related to the 2000-2001 meltdown.
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Notwithstanding, most judges and statutes still impose some obligation to attempt a mutually agreeable resolution among the parties of these types of disputes before plopping them down in civil court.
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We also seem to differ because we see the committee's constitutional and historic task quite differently from the type of listing of laws and statutes that the independent counsel's referral contains and as majority counsel has just done.
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There is a plethora of checks and balances available against financial abuses, both internal to the corporation and in statutes and regulations.
In addition to damages, the plaintiffs sought injunctive relief under this and other statutes to shut down CAIR and to prevent the individual defendants from engaging in public interest legal work in the future.
Switzerland's anti-laundering and reporting statutes apply to attorneys, stockbrokers and other financial institutions, as well as to banks.
"This case is worthy because of the conflict between the U.S. Bankruptcy Code and the state statutes governing CalPERS and the importance of the issue being decided, " said attorney Karol Denniston, a municipal restructuring expert who monitored the trial.
The U.S. Code alone contains 55, 000 pages of mandates, and that's only a sliver of federal and state statutes.
They may receive payment under federal or state civil rights and compensation statutes or under the common law of false imprisonment.
And you could possibly violate civil statutes and common law restrictions too.
President Obama has simply refused to uphold federal laws with which he disagrees, including the Defense of Marriage Act and immigration statutes.
The passage of numerous municipal, federal and state statutes forbidding discrimination against protected classes of individuals has spawned large amounts of employment litigation.
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The complaint alleges that the project violates federal environmental and historic-preservation statutes, and seeks an injunction stopping the city from moving forward with it.
Kathleen McKenna, a partner in the labor practice at the law firm Proskauer Rose, says that both federal and local statutes forbid interviewers from asking about marital or family status, or about medical conditions.
Tom West, who represents Norse in the challenge to Dryden's zoning law, said he'll argue that the Frew Run case, which involved a gravel mine, doesn't apply because the state mining law is fundamentally different from the oil and gas statutes.
Because the discussion regarding materiality in a federal securities fraud action are also applicable in the main to fraud claims alleged under the common law, the state blue sky laws, or other anti-fraud federal and state statutes, the discussion of materiality will not treat the latter separately.
Both sides have argued their case before Congress and in the media, pointing to old statutes and tossing around legal opinions.
Richard Steinberg of the University of California, Los Angeles, and Timothy Josling of Stanford University have read the statutes and crunched the numbers.
Currently only Germany, Italy, France, Britain, Portugal and Spain have statutes on terrorism in their criminal codes and cooperation among member states has been patchy.
In 1987 the Court dealt a death knell to the denial of services fraud doctrine, limited the mail and wire fraud statutes to protection of tangible property rights and challenged Congress to fix the problem if it wished to do so.
The Rumsfeld team is both environmentally sensitive and mindful of the fervor any effort to undo "green" statutes and regulations typically engenders.
In their lawsuit, Ms. Marino and Mr. Pietrylo claim that their managers illegally accessed their online communications in violation of federal wiretapping statutes and that the managers also violated their privacy under New Jersey law.
There are no exemptions in the Marine Mammal Protection Act, and those in other statutes are cumbersome, time-consuming and impractical.
It means the staining of reputations and more importantly raises the question about the adherence to statutes, and attitudes of morality in the money business.
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"We lose sight of the fact that this is a lawsuit under specific statutes, and that certain activities have to constitute a violation under those statutes, " said Sen.
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