• 证券经营机构接受投资者委托时间优先原则进行申报竞价

    After the negotiable securities operating unit accepts the investor entrusts, should according to principle the time preference carry on declaration tendering

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  • 第十二证券经营机构个人应当保证注册登记申请文件真实准确完整

    Article 12 the securities operating institutions and individuals shall ensure that the registration application documents be authentic, exact and complete.

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  • 公司向社会公开发行新股应当依法设立证券经营机构承销,签订承销协议

    A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.

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  • 第三证券经营机构履行保荐职责应当依照办法的规定注册登记保荐机构

    Article 3 the securities operating institutions shall fulfill the recommendation duties, shall register as the recommendation institutions in accordance with the present Measures.

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  • 其他没有经营外汇业务许可证证券经营机构,均不得从事包括B经纪业务在内的各项外汇业务

    Other Securities companies and trust and investment corporations without License of foreign exchange business are not allowed to conduct B-share broker business and other foreign exchange businesses.

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  • 辅导报告证券经营机构发行公司辅导工作结束后就辅导情况、效果意见向有关主管单位出具书面报告。

    The ineffective work of employment guidance and career counseling in universities is caused by the lack of an effective theory and specific ideas for career guidance.

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  • 证券经营机构在境内商业银行开立B保证金帐户只能用于B股交易有关资金股利红利收支证券交易税费支付

    B-share margin accounts can only be used for payment and collection of funds related to B-share trading and dividends, as well as payment of transaction taxation and fees.

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  • 第28证券经纪商不得资金存放于非经营银行业务机构

    Article 28 a securities brokerage firm shall not deposit its funds in an institution other than one engaged in the banking business.

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  • 取得经营证券业务许可证证券公司及其境内分支机构不得经营证券业务。

    Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.

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  • 取得经营证券业务许可证证券公司及其境内分支机构不得经营证券业务。

    Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.

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