证券经营机构接受投资者委托后应按时间优先的原则进行申报竞价…
After the negotiable securities operating unit accepts the investor entrusts, should according to principle the time preference carry on declaration tendering…
第十二条证券经营机构和个人应当保证注册登记申请文件真实、准确、完整。
Article 12 the securities operating institutions and individuals shall ensure that the registration application documents be authentic, exact and complete.
公司向社会公开发行新股,应当由依法设立的证券经营机构承销,签订承销协议。
A public offer of new shares shall be underwritten by a legally established securities institution and an underwriting agreement shall be executed.
第三条证券经营机构履行保荐职责,应当依照本办法的规定注册登记为保荐机构。
Article 3 the securities operating institutions shall fulfill the recommendation duties, shall register as the recommendation institutions in accordance with the present Measures.
其他没有经营外汇业务许可证的证券经营机构,均不得从事包括B股经纪业务在内的各项外汇业务。
Other Securities companies and trust and investment corporations without License of foreign exchange business are not allowed to conduct B-share broker business and other foreign exchange businesses.
辅导报告是证券经营机构对发行公司辅导工作结束后就辅导情况、效果及意见向有关主管单位出具的书面报告。
The ineffective work of employment guidance and career counseling in universities is caused by the lack of an effective theory and specific ideas for career guidance.
证券经营机构在境内商业银行开立的B股保证金帐户只能用于与B股交易有关的资金、股利红利收支和证券交易税费的支付。
B-share margin accounts can only be used for payment and collection of funds related to B-share trading and dividends, as well as payment of transaction taxation and fees.
第28条证券经纪商不得将其资金存放于非经营银行业务之机构。
Article 28 a securities brokerage firm shall not deposit its funds in an institution other than one engaged in the banking business.
未取得经营证券业务许可证,证券公司及其境内分支机构不得经营证券业务。
Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.
未取得经营证券业务许可证,证券公司及其境内分支机构不得经营证券业务。
Without the permit for operating securities business, neither the securities company nor its domestic branch institutions may operate securities business.
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