美国证券监督委员会控告公司合谋人工操纵个人投资者小额股票买卖出价的差额。
The SEC accused the firms of conspiring to fix artificially wide "spreads" between "bid" and "ask" prices in the market for small stocks at the expense of individual investors.
更为盛者,金融服务厅与其下属机构“证券交易监督委员会”一样设法使自身人员不足且极具对抗性。
What is more, the FSA, as well as the Securities and Exchange Surveillance Commission which sits under it, manages to be both understaffed and overly adversarial.
美国最主要的市场监督机构,证券交易委员会,这些天来日子不太好过。它备受责难,有人批评它的举措过于强硬,同时又有人说它不够强硬。
THESE are trying times for America's chief markets watchdog, the Securities and Exchange Commission (SEC), which is being blamed for acting too tough and not tough enough both at the same time.
而金融服务社跟证券交易监督委员会因为没有足够的资源和权力来对付这些行为是一件多么可惜的事情。
What a pity that the FSA and the SESC lack the resources and the powers to combat it.
到了7月份,私营的房地产基金将会受到证券交易监督委员会的监管,在一定程度上减轻了金融服务社的负担。
And by next July, the private-equity property funds will come under the aegis of the SESC, lightening the FSA's load.
证券交易委员会还对股票发行后的交易情况实行监督和调控,以防止有人操纵市场上的股票价格。
The SEC oversees trading in stocks after their distribution as well, administering regulations designed to prevent manipulation of the price of a stock traded on the market.
NASD受证券交易委员会监督,包括所有场外交易公司。
The NASD is supervised by the SEC and includes all over the counter dealer firms.
全美证券交易商协会。NASD受证券交易委员会监督,包括所有场外交易公司。
The National Association of Securities Dealers. The NASD is supervised by the SEC and includes all over the counter dealer firms.
如中央人民银行、银行业监督管理委员会、证券业监督管理委员会、保险业监督管理委员会等。
Such as the Central People's Bank, the Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission.
如中央人民银行、银行业监督管理委员会、证券业监督管理委员会、保险业监督管理委员会等。
Such as the Central People's Bank, the Banking Regulatory Commission, Securities Regulatory Commission, Insurance Regulatory Commission.
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