是一个很广泛的概念,大致说来包括两个层次的含义:其一是指国家或政府对金融市场上各类参与机构和交易活动所进行的监管;其二是指金融市场上各类机构及行业组织(如证券交易所、证券业协会等)进行的自律性管理。前者为外部管理,后者则称为内部自律。
Financial market regulation 金融市场监管 Financial Markets Regulation 金融市场监管 MA Financial Services Regulation(MPD) 财经服务规程 ..
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金融市场监管(Regulation of Financial Markets) 新兴经济体的金融及对外投资法(Law of Finance and Foreign Investment in Emerging Economies) .
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瑞士金融市场监管局 FINMA ; Swiss Financial Market Supervisory Authority
法国金融市场监管局 AMF ; Autorite des marches Financiers
新西兰金融市场监管局 FMA
瑞士金融市场监管机构 FINMA
金融市场行为监管局 Financial Conduct Authority ; FCA
法国金融市场监管机构 Autorite des Marches Financiers ; AMF
金融市场和机构的监管 Regulation of Financial Markets and Institutions
第三部分阐述了离岸银行的金融市场监管。
The third part expatiates the market supervision to the offshore bank.
对解除金融市场监管态度的长远影响,远非当前动荡意义如此重大的唯一原因。
These longer-term implications for attitudes to deregulated financial markets are far from the only reason the present turmoil is so significant.
路易·威登在递交给法国金融市场监管局的文件中指出,他们在场内和场外购买爱马仕股票。
LVMH bought its new shares on and off the market, the company said in the regulatory filing with the Autorite des Marches Financiers, or AMF.
I think that we to motivate a lot of our regulation of financial markets by the kinds of errors that people make.
因为人们犯下了种种错误,所以我们应当促进金融市场的监管
The only reason I believe that we have financial markets that work is because we have regulations.
之所以我相信金融市场能够,维持良好运转的唯一原因,就是金融监管的存在
The problem is that not everyone is nice and not everyone is high-minded so financial markets--the success of financial markets is, in many ways, a success of regulation.
问题是并非所有人都是好人,并非所有人都是高尚的人,于是金融市场...,金融市场的成功,很大程度上来说,是监管制度的成功
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