证券自营是证券公司以自主支配的资金或证券,在证券的一级市场和二级市场上从事以赢利为目的并承担相应风险的证券买卖的行为。
情节严重的,暂停或者撤销证券自营业务许可。
Under any serious circumstances, the business license for securities self-operation shall be suspended or revoked.
第四十二条证券公司从事证券自营业务,应当使用实名证券自营账户。
Article 42 When a securities firm is engaged in self-run business, it should use self-run securities accounts with its true name.
分公司经授权经营证券自营业务或者证券资产管理业务的,不得经营其他业务。
A branch that has been authorized to engage in securities business for the account of the securities company or securities asset management business may not engage in other businesses.
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