证券商是接受投资者委托,从事证券交易的盈利性经营单位。是由证券主管机关批准成立的证券市场上经营代理证券发行业务,代理证券买卖业务、自营证券买卖业务及代理证券还本付息和支付红利等业务的金融机构。它主要由法人机构组成。证券商可分两大类,一类是证券发行市场上的证券商,属于证券承销商;另一类则是证券流通市场上的证券商,属于证券经纪商。证券经纪商又可分为证券交易所的证券商和场外交易市场的证券商两类。
... 证券交易所 stock exchange 证券商 securities dealer 证券公司 securities company ...
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... 证券借贷协议书 securities borrowing and lending agreement (SBLA) 证券商 dealer 证券商代表 dealer's representative ...
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... patent-right dealer专利权商 dealer in securities证券商 farm equipment dealer农机具经纪人 ...
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... 路券商 internet stockbroker 证券商 dealer in securities; securities dealer; security dealer; specialists 场内证券商 floor stock-jobber ...
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The first part states the securities firms’ development.
第一部分阐述证券商的发展。
参考来源 - 证券商的风险与监管Chapter one is general discussion about the legal control of securities dealers.
第一章证券商的法律规制概述。
参考来源 - 证券商的法律规制之研究·2,447,543篇论文数据,部分数据来源于NoteExpress
供证券商为履行证券交易市场之交割义务。
For securities firms to fulfill settlement obligations on securities trading markets.
一证券商许可证影本。
这很好解释了更多的人购买国外证券商品的趋势,主要通过投资信托方式。
This helps to explain a surge in the purchase of foreign securities by individuals, chiefly through investment trusts.
In fact, there's a rule, FINRA, which licenses stockbrokers, tells their people, you must not sell dividends; they're referring to a bad practice that some unscrupulous stockbrokers occasionally do.
事实上有个规定,给证券商颁发牌照的FINRA,规定从业人员说,股利不能做卖点来推销,这里提到了一个不好的现象,某些证券商的无良手段
So, for example, FINRA, which used to be called The National Association for Security Dealers, is a membership organization of people in the financial community and it imposes rules on its members.
比如说FINRA,以前被称为,全美证券商协会,这是金融界的一个会员组织,负责给协会成员,订立制度
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