The paper analyzes the reasons of the risks in the Growth-Enterprise market and divide those risks into four types: the issuer’s risk, the investor’s risk, the risk of securities company, the supervisor’s risk from the view of the final bearer.
本文从内部、外部两个方面详细地分析了我国创业板市场风险产生的原因,并从风险最终承受者的角度出发,将我国创业板市场可能面临的特殊风险划分为发行者的风险、投资者的风险、证券公司的风险和监管主体的风险四大类,且较为详细地分析了这四大类风险。
参考来源 - 我国创业板市场风险防范研究In the monitoring system, the supervision Agency is the key.
在监管体系中,监管主体是关键。
参考来源 - 我国食品安全监管主体优化研究In order to consummate the development of our country's financial derivatives market,a sound regulatory regime by means of the supervision of the main body,the mode of regulation and the regulatory legislation needs to be set up.
我国要发展完备的金融衍生品市场,须建立完善的监管体制,包括监管主体、监管模式和监管立法。
参考来源 - 论金融衍生工具的法律风险及法律监管·2,447,543篇论文数据,部分数据来源于NoteExpress
监管制度是监管主体运作各种监管行为的法律依据。
Regulatory system is to oversee the main body operating the various inspection behavior law basis.
其有五种模式:从一个监管主体转到另一个监管主体;
Regulatory arbitrage consists of four modes: from one regulator to another regulator;
证券监管体系是一国证券市场参与主体、监管主体及监管制度的总称。
The supervisory system of the securities is that one country participates in security market, supervision subject and general name of the supervisory system.
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