该委员会的合规，检查和调查办公室计划加强其股票分析师的安全性，以调查研究是否是经纪公司的独立职能。
The commission's office of compliance, inspection, and investigations plans to intensify its security of stock analysts to investigate whether research is an independent function at brokerage firms.
最近，里昂证券进行了一场调查，一名股票经纪人对亚洲公司的管理方式进行了总结——通过诸如董事会独立性手段来判断，亚洲公司的管理方式从2012年开始就下滑了。
A recent survey by CLSA, a stockbroker, concludes that firms' governance in Asia—judged by measures such as board independence—has slipped since 2012.
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