State regulators also reached two smaller settlements on Thursday. Goldman Sachs agreed to buy back about $1.5 billion of the troubled securities by mid-November, and pay a $22.5 million fine.
在周四达成的另外两份金额较小的协议中,高盛同意截至11月中旬回购价值约15亿美元的问题债券并同意支付两千两百五十万美元的罚金。
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State securities regulators are still investigating, but they are convinced he bamboozled some of Arkansas' wealthiest sons.
FORBES: Magazine Article
In 2010 both the SEC and state securities regulators set up special task forces to police structured products.
FORBES: Demonic Structured Notes Haunt Church Portfolios
State securities regulators, I believe, have to some extent presumed that corporate pensions were adequately regulated on the federal level.
FORBES: The Growing Scrutiny of Pensions ( August 22, 2005)
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