...的商人银行包括巴林席尔德、汉布罗、克兰沃特、瓦堡、拉兹尔德等;在日本,人们通常把它称作“证券公司”(securities companies),日本最著名的证券公司有野村、日兴、大和等。在我国,通常也把它称作“证券公司”。
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The securities companies generally trades financial capital with of intrinsic nature of higher risky.
证券公司经营的是金融资产,具有高风险特征。
参考来源 - 我国证券公司经营风险管理研究Entrusted asset management is the important way for the securities companies, which has become more important in all of the Chinese securities companies’ business.
委托理财业务是证券公司努力的重要方向,并且其重要性日益增加。
参考来源 - 证券公司非法委托理财行为刑事责任研究(研究生论文)·2,447,543篇论文数据,部分数据来源于NoteExpress
Securities companies shall not lend the accounts of their proprietary business to others.
证券公司不得将其自营帐户借给他人使用。
Securities companies shall not operate securities or other types of business beyond the approved scope of business.
证券公司不得超出核定的业务范围经营证券业务和其他业务。
Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business.
证券公司的自营业务必须使用自有资金和依法筹集的资金。
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