”[xxviii]在自律监管组织( self - regulatory organization, sro)的名义下, nyse一直充当着证券市场游戏规则制定者和争议仲裁者的角色。
基于4个网页-相关网页
self-regulatory organization 自我监管的机构 ; 自律组织 ; 组织 ; 自我监管机构
Securities Self-regulatory Organization 证券自律组织 ; 美国证券自律组织 ; 自律组织
self-regulatory organization for securities 证券行业自律组织
Self Regulatory Organization 监管机构 ; 自律监管机构
This would be a violation of the rules applying to the CME as a self-regulatory organization.
这种做法违反了芝加哥商品交易所作为自我监管机构的规定。
FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.
FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。
Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.
第一百六十二条证券业协会是证券业的自律性组织,是社会团体法人。
应用推荐