另外,根据某窝轮发行商表示,港交所是次会面对象,主要是与发行商合规部(Compliance Department)进行会谈,惟港交所已将拟于本周五举行会议延迟,故暂时未有最新进一步资料,但据知港交所上市科主管狄勤思将会出席是次会议讨论...
基于72个网页-相关网页
...合规管理;合规部门;合规制度;合规理念 [gap=593]Key Words: Compliance Risk; Compliance Management; Compliance Department; Compliance System; Compliance Concept ...
基于36个网页-相关网页
...外多數 证券、保险业者,为加强公司的内部控制与风险管理(Risk Management)亦多 自发设立了遵循部门(Compliance Department)以推动遵循主管制度,并订定全 体员工共同遵守的遵循制度(Compliance Program)。
基于20个网页-相关网页
The findings will be reported to the Corporate Customs Compliance Department.
最终的结论将报告给公司海关遵章管理部。
All customer accounts will have their margin requirements established by the Compliance Department at RFXT.
RFXT合规部为客户建立的所有帐户将要求存有相应保证金。
Other responsibility that the compliance department has shalln't be in conflict with role and responsibility of compliance management.
合规部门承担的其他职责不得与合规管理职责相冲突。
应用推荐