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Mr. Rybka fired off a memo last month on the case to his firm's internal compliance and marketing teams, reinforcing instructions to make sure brokers warn prospective buyers of the withdrawal penalties and other features.
WSJ: Annuity Case Chills Insurance Agents
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The bank's head of compliance resigned from his position and apologized to the Senate investigation last year after it was found HSBC had lax controls that exposed it to money-laundering and terrorist financing.
NPR: Argentina: HSBC Helped Launder Money, Evade Taxes
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Under the particular circumstances of this case, and in compliance with GMC guidelines, the doctor considered it necessary to breach his patient's confidentiality and inform the wife, in order to protect her from a risk of serious harm.
BBC: When do you break a patient's confidence?