The global firms would like to manage funds, raise capital and trade securities, including shares, debt and derivatives.
国际金融公司想要管理基金，募集资本，交易证券，包括股份、债权和衍生品。
But even at that rate of growth, the funds will probably still account for less than 3% of global traded securities.
不过，即使按照如此的增长速率，这些基金可能在那时的全球可交易证券中依旧只占不到3%。
The rules require funds to buy high-quality securities - and to ascertain that quality through their own due diligence, rather than relying only on credit ratings.
这个规则要求基金购买高等级的证券，并且是根据自己的勤奋工作来稽查证券的质量，而不仅仅依赖于信用等级。
All fund managers must disclose the net asset value of their funds to Brazil's Securities and Exchange Commission (CVM) daily, though with a 48-hour delay.
所有基金经理人每天必须向巴西证券交易委员会(CVM)公开他们手上基金的净资产价值，但有48小时延迟。
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。
The Securities and Exchange Commission (SEC) frets that looser rules will let key derivative traders, such as hedge funds, off the hook.
证券交易委员会（简称证交会）担心太宽松的条款可能会让像对冲基金这样的主要衍生物的交易者漏网。
Boards of directors at mutual funds looked the other way as managers loaded up on toxic mortgage securities.
共同基金的董事会对基金经理们大量买进问题抵押贷款证券视而不见。
When the pension funds and insurance companies that bought those securities wanted to sell them, there was the need for marketmakers to take on their positions.
当已购买这部分证券的抚恤基金和保险公司想要抛出时，造市商就得取代了他们的位置。
Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business.
证券公司的自营业务必须使用自有资金和依法筹集的资金。
First, it has been widely reported that the Bear Stearns hedge funds lost money on highly rated derivative securities based on subprime mortgages.
首先，外界广泛报道，贝尔斯登旗下的对冲基金是在基于次级抵押贷款、评级较高的金融衍生证券上出现的亏损。
The new bodies succeed three committees that previously tried to co-ordinate the supervision of European Banks, insurers, pension funds and securities.
这个新组建的管理机构继承了三个负责对欧洲各大银行，保险公司，养老金基金以及证券公司的监管进行协调的委员会的职能。
In America hedge funds are not required to register; an effort by the Securities and Exchange Commission (SEC) to impose registration by February has been struck down by a federal court.
在美国对冲基金并不要求注册。Securities andExchangeCommission (SEC)曾想努力在二月前施加监管，但被联邦法院给压制了。
America's Securities and Exchange Commission—which is reported to be looking into the Movie Gallery case—describes insider trading by hedge funds as being “of significant concern”.
美国证券交易委员会――被报道正介入MovieGallery案件中――称对冲基金的内部交易处于其“重点关注中。”
A requirement for hedge funds to register with the securities and exchange commission and to disclose financial information.
要求对冲基金必须在美国证券交易委员会注册登记，并定期披露财务信息。
You have closed end funds, trade as a security listed on the stock exchange, but what they do is own other securities.
假如你持有封闭式基金，这种基金在证券交易所作为一种债券进行交易，但是实际上它们做的是持有其他债券。
Starting in late 2007, many of these funds hit the skids, thanks to mortgage-related securities and other complex holdings that dropped during the credit crunch.
从2007年底开始，由于抵押贷款相关证券和其他复合资产在信贷危机期间下滑，许多这类基金都走下坡路。
As such, he was in a position similar to Mr. Friehling, with an obligation to ensure the firm's internal controls were adequate and that the client funds and securities were properly protected.
也就是说他的位子跟Friehling差不多，他们的任务都是保证公司的内部监管并且为客户的资金和证券提供保障。
Businesses which intend to raise funds or capital from the public, sell unregistered securities or MLM Programs.
提高企业的打算从公共资金或资本，出售未注册的证券或传销程序。
Sociologist William Domhoff reports that the 99 percent hold just 38 percent of equity in businesses, 40 percent of financial securities, and 62 percent of stocks and mutual funds.
社会学家William Domhoff表示，99%的人仅榨油38%的企业股权，40%的金融债券，62%的股票和基金。
The trading settlement funds or securities of its client may not be defined as its insolvent assets or liquidation assets.
非因客户本身的债务或者法律规定的其他情形，不得查封、冻结、扣划或者强制执行客户的交易结算资金和证券。
Article 28 a securities brokerage firm shall not deposit its funds in an institution other than one engaged in the banking business.
第28条证券经纪商不得将其资金存放于非经营银行业务之机构。
Method by which the securities firm will return collateral to a customer that has repaid loaned funds.
客户偿还融通款项，证券商将担保品拨还客户之方式。
Hedge funds, though, do not have to report their activities to the Securities and Exchange Commission.
对冲基金没有申报证券交易委员会的活动。
VIII. The funds in a self-run capital account opened by a securities company at the bank may be frozen and deducted.
证券公司在银行开立的自营资金账户内的资金可以冻结、扣划。
VIII. The funds in a self-run capital account opened by a securities company at the bank may be frozen and deducted.
证券公司在银行开立的自营资金账户内的资金可以冻结、扣划。
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