The Americanmanagement of securities issue is fulfilled mainly by its registration system.
美国对证券发行的管理主要是通过证券发行注册制度实现的。
The securities firms is a subject in the system of investment banks of our country, their business is mainly engaged in securities issue and second marketing .
证券公司是我国投资银行体系中的主体，其业务主要是从事证券发行承销和二级市场交易业务。
The supervision of negotiable securities issue, the first strobe of the stock market, will directly affect the development and stability of the negotiable securities trading market.
本文在导论部分首先介绍了证券、证券市场、证券发行及发行监管四个基本概念，为本文论题的展开作了铺垫性介绍。
As much as I would prefer it otherwise, in this financial environment I see no choice but to require that all securitizers retain a meaningful part of the securities they issue.
虽然我宁愿有别的做法，但是在目前的金融环境下，我看没有别的选择，只能要求那些证券化方持有他们所发行证券中的相当一大部分。
One issue the MPC faces is what securities it should buy.
货币政策委员会面对的一个问题是，该买哪一种有价证券。
In theory this would align the interests of underwriters with the companies on whose behalf they issue securities.
理论上，这样使得担保人的利益和公司发行证券的利益联系起来。
Typically these laws allowed anyone to set up a bank, provided the issue of notes was backed with securities kept on deposit with the state banking authority.
通常在这些州法律允许任何人设立银行，前提是银行券的发行要有证券支持，证券由州银行主管部门保管。
Financial managers find options lurking in real assets-that is, real options-and in the securities the firms may issue.
财务经理可以找到以实物资产为基础的期权——实物期权，和以公司发行的证券为基础的期权。
The issue was that all big Banks were stricken with toxic mortgage securities, and nobody knew how big their losses would be.
问题是，所有的大银行都饱含有毒贷款证券，没人知道它们的损失会有多大。
At root is the issue of just what constitutes "proprietary trading" by Banks, especially as it relates to the issue of making trades in securities on behalf of their customers.
根本性的问题在于，哪些行为构成银行的“自营交易”，特别是因为这涉及到为客户利益而进行证券交易的行为。
The Banks worry there are no natural buyers for such securities, making them expensive to issue.
银行担心没有购买者会自愿购买他们的证券，这就会使得股票的发行价变高。
Mr Tarullo suggests that Banks should issue new securities to serve as gauges of investors' faith in them.
Tarullo先生建议，银行应该发行新的证券来测试投资者对其信心指数。
With best efforts, the underwriters have the option to buy and authority to sell securities, or if unsuccessful, may cancel the issue and forgo any fees.
第一种类型，承销人有购买股票的选择权、并有权决定是否出售股票，如果不成功，可以取消发行、并放弃一切费用。
Their securitization business, whereby they purchase mortgages and issue securities against them, should likewise be wound down.
它们的债券业务，也就是为了购买住房抵押贷款而发行的债券，也应该像上面那样收尾。
What types of debt securities do firms actually issue?
公司发行了什么类型的债券？
Although it hopes further realised losses in America and on its asset-backed securities will be limited, a rights issue leaves it prepared for the very worst.
尽管汇丰希望，在美国市场近一步确认的损失及其持有的资产支持证券的损失将限制在某个水平，不过增发新股则将使汇丰能够对极度糟糕的状况做好准备。
However, China Merchants Securities Subordinated Debt is not the issue for the industry and which is known to too many people.
然而，中国招商证券次级债并非是该行业的问题，这是人所共知的人太多。
For the securities managers, securities online trading is not only a technique issue but also an issue of management philosophy and service model.
对于券商而言，网上证券交易不仅是一个技术效率问题，也是一个管理理念和服务方式的课题。
Middle Market Refers to companies whose value ranges between 1 and 100 million U. S. dollars. These companies usually do not issue securities.
中型市场指市值在1到100万美元之间的公司。这些公司通常不发行有价证券。
No issuer shall issue securities prior to the announcement of the document on public issuance and raising.
发行人不得在公告公开发行募集文件之前发行证券。
In Treasury securities, the issue that was auctioned off most recently. These tend to be the most actively traded issues.
国库证券中，是指最近被拍卖的。是指最近发行的不同期限品种的美国中长期国债。这些有可能是交易最活跃的部分。
An issuer may not issue any securities before an announcement of the relevant financial documents of public issuance.
发行人不得在公告公开发行募集文件前发行证券。
Securities dealers told local media last Wednesday that they have been told to await tighter rules on which companies can issue debt.
证券交易商上周三告诉当地媒体，他们被告知要等待有关哪些公司可以发行债务的更严格的规则。
Fiduciary Issue has been the highlight in the construction of securities market.
诚信问题已经成为证券市场建设中人们普遍关注的问题。
Abstract: overseas listing refers to the domestic Limited by share Ltd to issue shares to overseas investors, overseas public securities exchange negotiable.
摘要：海外上市是指国内股份有限公司向海外投资人发行股票，在海外公开的证券交易所流通转让。
Asset pricing is the core issue of the research on securities market.
资产定价是证券市场研究的核心问题。
On the basis of price control, this paper expatiates the meaning of using the two-phases biding issue mode and analyzes the existent problems of the policy environment in the securities market.
通过抑价分析，阐述了在我国利用两阶段竞价发行方式的意义，分析了目前证券市场政策环境所存在的问题。
If a company issues new securities, the underwriter's commission is not calculated in the issue price.
如果公司发行新证券，承销商的佣金计入发行价格里。
If a company issues new securities, the underwriter's commission is not calculated in the issue price.
如果公司发行新证券，承销商的佣金计入发行价格里。
应用推荐