证券公司的自营业务必须使用自有资金和依法筹集的资金。
Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business.
情节严重的，暂停或者撤销证券自营业务许可。
Under any serious circumstances, the business license for securities self-operation shall be suspended or revoked.
分公司经授权经营证券自营业务或者证券资产管理业务的，不得经营其他业务。
A branch that has been authorized to engage in securities business for the account of the securities company or securities asset management business may not engage in other businesses.
依照证券公司经营范围及业务特点，我国证券公司风险可分为经纪业务风险、自营业务风险、承销业务风险和资产管理业务风险等。
According to the business scope and business characteristics, the risks can be divided into the risk of brokerage business, underwriting business, asset management business and own business.
这些经营风险一般在证券公司的主要经营业务中表现出来，包括自营业务、承销业务、经纪业务和刚兴起的委托理财业务。
The business risk usually appears in the main business of Security Company, such as self-settlement, underwriting, brokerage and entrustment.
第一百三十七条证券公司的自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。
Article 137 a securities company must conduct its proprietary account transactions in its own name and shall not make use of the name of another entity or the name of a natural person.
第一百三十七条证券公司的自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。
Article 137 a securities company must undertake its self-operated business in its own name and may not make use of any other person's name or conduct such operation in an individual's name.
第四十二条证券公司从事证券自营业务，应当使用实名证券自营账户。
Article 42 When a securities firm is engaged in self-run business, it should use self-run securities accounts with its true name.
第一百三十七条证券公司的自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。
Article 137: business on the own account of securities companies must be conducted in their own names. Such business may not be conducted in the name of another or in the name of an individual.
第一百三十七条证券公司的自营业务必须以自己的名义进行，不得假借他人名义或者以个人名义进行。
Article 137: business on the own account of securities companies must be conducted in their own names. Such business may not be conducted in the name of another or in the name of an individual.
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