自律监管机构,是业内规范行业行为的组织
The self-regulatory organizations, SROs, are industry organizations that regulate the industry.
FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。
FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.
迫使华尔街自律监管机构——美国金融业监管局(FinancialIndustry RegulatoryAuthority,以下简称FINRA)公开账簿和记录。
Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.
在英国,广告监管主要通过行业自律机构实施,包括对误导性广告的监管。
In UK, the regulations of advertising, including the regulation of misleading advertisements are enforced by the self-disciplined institutions mostly.
这首先需要靠金融机构的高度自律,更需要靠科学有效的金融监管。
This requires not only highly disciplined financial institutions but also scientific and effective supervision.
这首先需要靠金融机构的高度自律,更需要靠科学有效的金融监管。
This requires not only highly disciplined financial institutions but also scientific and effective supervision.
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