• 业务员从事前条第二项各款证券承销、自行买卖买卖内部稽核主办会计等职务者。

    Agent: the person who engages in the underwriting, dealing or consigned trading of securities or engaged in internal auditing or accounting.

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  • 一办理买卖证券业务之人员

    The person who engages in the consigned trading of securities;

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  • 证券经纪商依办法担任境外基金总代理人,得投资人签订买卖外国有价证券契约之。

    A securities broker acting as a master agent under these Regulations may sign brokerage agreements for investment in foreign securities with its investors.

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  • 证券经纪商依办法担任境外基金总代理人,得投资人签订买卖外国有价证券契约之。

    A securities broker acting as a master agent under these Regulations may sign brokerage agreements for investment in foreign securities with its investors.

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