但严厉的监管者及合规官员总是在最后一场灾难降临时才做出反应。
But heavy-handed regulators and compliance officers are forever reacting to the last disaster.
合规官员的雇用以及内部运作上的更多支出将成为财务负担，尤其是在基金募集艰难的时候。
Hiring a compliance officer and spending more on internal operations will be a financial burden, particularly at a time when fund-raising is difficult.
文件显示，合规性监察官员质疑这一行为。
Compliance officers questioned this behaviour, according to the filing.
对于有不当行为或有其它违反合规计划行为的个人，包括高级官员和董事等各级人员，应给予适当惩戒(包括终止劳务合同)。
Take appropriate disciplinary measures (including termination) with all persons involved in Misconduct or other Program violations, at all levels of the party including officers and directors.
对于有不当行为或有其它违反合规计划行为的个人，包括高级官员和董事等各级人员，应给予适当惩戒(包括终止劳务合同)。
Take appropriate disciplinary measures (including termination) with all persons involved in Misconduct or other Program violations, at all levels of the party including officers and directors.
应用推荐