The implementation of regulations restricting proprietary trading activities will also likely hinder asset growth.
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Federal prosecutors in New York are also said to be examining its trading activities.
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But none of that has anything to do with high volume or low margin trading activities.
Nervy clients have cut back on trading, and banks are under regulatory pressure to reduce their proprietary-trading activities.
Once again, Goldman Sachs demonstrates why the world is so keenly interested in trading activities at the biggest U.S. banks.
Restructuring is aided by synergies from its brokerage integration, completed in July, and progress in downsizing less favorable trading activities.
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Goldman repeatedly emphasized with second-quarter earnings last month that the bulk of its trading activities were done on behalf of clients.
Traders who engage in substantial trading activities will be required to identify themselves to the SEC by filing a form, Form 13H.
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However, it increased to 6% by 2009 mainly due to near-zero interest rates enabling Citigroup to access cheap capital for trading activities.
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To restore public confidence, an investigation into personal trading activities of all investment staff should be undertaken immediately and the results made public.
In June, regulators approved final rules that will force banks to hold more cash on hand for their trading activities and any potential losses.
The DTCC has fought back by saying the regulation of trading activities is the job of the SEC and the national exchanges, not its own.
The truth is, a person has a greater chance of avoiding prison if they are not caught on tape being involved in insider trading activities.
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Price disappeared about two weeks ago after telling his friends he had lost "a large sum of money through his trading activities, " the complaint said.
Dodd-Frank Global Culture Change 11-12-2012U.S. firms would see less international business if those foreign banks dodge new compliance costs by curtailing their American trading activities.
The Dodd-Frank Act places emphasis on reducing the possibility of future bankruptcies and seeks to limit the exposure of large banks to risky trading activities.
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The Securities and Exchange Commission at the same time leveled civil charges against 17 individuals and fined the NYSE for failing to adequately supervise trading activities.
It would gain a vital equity stake in European upstream, mid-stream and down-stream plays, which by implication, includes trading activities given physical volumes ultimately impact virtual trades.
Bank of America 's Chief Executive Kenneth Lewis has acted quickly in recent years to smooth negative publicity arising from regulatory probes into its various trading activities.
However, the precision of this calculation is somewhat to be questioned because it is based on 2011 data and also because it excludes the banks' huge financial trading activities.
In the UK, the Vickers Report recommended that UK retail operations of domestic banks be fenced away from their trading activities by 2019, and subject to higher minimum capital requirements.
Banks may be stripped of their proprietary trading activities (that is, the ability of traders to make large speculative bets on financial markets using their bank's money, rather than their clients).
Less than a month ago, a probe aimed at cleaning up trading activities in the bond market resulted in the arrests of several dealers and other fixed-income personnel at Chinese financial institutions.
In the meantime, my administration will take new executive actions to better analyze and investigate trading activities in energy markets and more quickly implement the tough consumer protections under Wall Street reform.
The report was roundly criticized by those who believe the investing public needs better safeguards from the trading activities of hedge funds, including big leveraged bets that could roil markets if they unraveled.
The report comes on the same day the Obama Administration will unveil new proposals to limit the trading activities of big banks as a way of reining in risk-taking and preventing another financial crisis.
For the same reason, he argues, the risk inherent in commercial banks' proprietary trading activities is not warranted and should not be backstopped by the safety net provided to ensure deposit-taking institutions' core activities.
In the afternoon, witnesses include Christopher Cox and William Donaldson, two former chairmen of the Securities and Exchange Commission, the agency that has been criticized for failing to adequately police the derivatives and trading activities of Wall Street firms.
And the change most needed, and now made even more obvious, is the need to rein in the involvement of the major banks in creating and marketing high-risk trading products, and their own reckless high-risk trading activities in those products.
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At a meeting last week, the commission told member states it lacked reliable data on who would bear the cost of the tax, and suggested circulating a questionnaire to all 27 member states seeking more information on their internal trading activities.
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