It requires the Securities Exchange Commission (SEC) to revise several rules, including reinstating the uptick rule and tightening rules against naked short-selling.
As an Indian civil servant for nearly 40 years, Mehta has held such positions as the Deputy Governor of the Indian Reserve Bank and Chairman of the Securities and Exchange Board of India (SEBI), which is the equivalent of the Securities and Exchange Commission (SEC) in the United States, among several other high-profile posts.
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The Securities and Exchange Commission (SEC) has proposed numerous changes to this end, covering securities registration, money-market funds and capital standards for brokers.
The Securities and Exchange Commission (SEC) is one of the principal culprits in the financial panic of 2008.
The US Securities and Exchange Commission (SEC) said Coca-Cola did not publicly disclose the attack.
The Securities and Exchange Commission (SEC) is trying to come up with rules to implement the JOBS Act.
Investment companies are subject to stringent federal laws and oversight by the U.S. Securities and Exchange Commission (SEC).
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ADRs are denominated in dollars and subject to the regulations of the U.S. Securities and Exchange Commission (SEC).
At a bare minimum, investors should try to confirm rumors with U.S Securities and Exchange Commission (SEC) filings.
The US financial regulator, the Securities and Exchange Commission (SEC), is already suing unnamed traders for insider dealing.
The Securities and Exchange Commission (SEC) has just announced new disclosure rules that expand its scrutiny of foreign firms.
She specifically nails the Securities and Exchange Commission (SEC) for letting it happen.
Long late to the game, the U.S. Securities and Exchange Commission (SEC) recently issued an alert on the custody issue.
In late March the Securities and Exchange Commission (SEC) issued a moratorium on the creation of new ETFs that use derivatives.
However, a new filing with the US Securities and Exchange Commission (SEC) shows the date has been extended by two more years.
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The Securities and Exchange Commission (SEC) announced their picks to fill three empty chairs at the PCAOB, the accounting industry regulator.
Not in 2012, anyway, when securities fraud is rampant, and the Securities and Exchange Commission (SEC) is, despite the best of intentions, outgunned.
According to Securities and Exchange Commission (SEC) filings, the company had never turned a profit since the time it was founded in 2005.
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Apple's figures for foreign tax appear on page 61 of its form 10-K filing with the US Securities and Exchange Commission (SEC).
After the Securities and Exchange Commission (SEC) released its May 2005 report that found significant conflicts of interest within the pension consulting industry, Reps.
The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.
If regulation-hating conservatives were serious about shrinking government, they should go whole hog and press for the elimination of the Securities and Exchange Commission (SEC).
We'll begin with a study conducted by the RAND Institute for Civil Justice and commissioned by the U.S. Securities and Exchange Commission (SEC) in 2008.
By sending teams of officials into the investment banks, the Fed has in effect usurped the Securities and Exchange Commission (SEC) as their main regulator.
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The Securities and Exchange Commission (SEC) has finally disciplined eight of its staff members in connection with agency failings relating to the Bernard Madoff Ponzi scheme.
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The IPO market is notoriously fickle, and merely filing with the Securities and Exchange Commission (SEC) does not ensure that a public offering will be completed.
This marks a setback for the seven rating firms that have been recognised by the Securities and Exchange Commission (SEC) more recently, including DBRS and Egan-Jones.
The firm filed a prospectus with the Securities and Exchange Commission (SEC) to offer their Total Return mutual fund as an Exchange Traded Fund (ETF).
The proxy itself is generally made available as an exhibit to a Form 8-K filed with the U.S. Securities and Exchange Commission (SEC) by the target company.
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Today's reports that the Securities and Exchange Commission (SEC) is now looking at possible "round-trip trades" haven't hindered the stock, which was up 3.6% as of midday.
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