One such cheat sheet found its way to Roddey via a November 10, 2008 email from a Lincoln wholesaler.
FORBES: Continuing Ed Cheat Sheet Gets Stockbroker Detention
In the Matter of David Kevin Roddey, Respondent (AWC 20120336740, December 14, 2012).
On January 7, 2009, Roddey improperly used that answer key to complete the SCE Florida LTC-CE examination in violation of FINRA Rule 2010.
The AWC asserts that Roddey has no prior disciplinary history.
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