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Four years later they struck out on their own and founded Millennium Securities, a retail broker in Manhattan.
FORBES: Magazine Article
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Shipione, a retail broker for UBS, may not be playing watchdog much longer.
FORBES: Trust Us
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The retail broker is going to make a killing based on the number of people who want that deal, right?
FORBES: Will Groupon Groupon Itself?
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If you purchase your mutual fund through a retail broker, there is likely a 25 basis point (.25 percent) recurring annual fee tacked on.
FORBES: Five Reasons Your Mutual Fund Probably Underperforms The Market
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But Dean Witter, a retail broker that later merged with Morgan Stanley, was often accused of adhering to it more in the letter than in the spirit.
ECONOMIST: Wall Street
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So if this forex broker says its U.S. retail forex traders using offshore platforms from its affiliates have more time to close accounts, that may not be true in my view.
FORBES: Questions Linger Regarding New Forex Rules
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More important, a broker has access to wholesale interest rates, not just higher retail ones quoted to borrowers.
FORBES: Magazine Article
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In January, I took 26 Babson College MBA candidates to Hong Kong and our first meeting was with Lee in the headquarters of his company, BridgeWay Business Builder and Broker, it buys and sells restaurants, nail salons, and other retail stores in Hong Kong.
FORBES: Hong Kong's Edwin Lee Builds a Mass Incubation Machine
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For retail investors, however, the still-unexplained market plunge offers a window into how your broker reacts when the financial world is in a tailspin.
FORBES: How Brokers Responded to the Market Plunge