Indeed, Lay faces six counts of violating "Regulation U, " which could tack another 120 years of imprisonment onto the charges the jury will be deliberating upon.
But by regulation, U.S.-based funds and ETFs must trim a holding if it ever grows to more than 25% of their assets.
Frank's bill is still in its infant stages--no word yet on the administration's position. (The White House typically doesn't take a stance this early in the legislative game.) But if history is an indicator, anything that might impose more regulation on U.S. oil companies is not likely to go over well at 1600 Pennsylvania Ave.
There is no federal regulation in the U.S. enforcing how the "O-word" can be used by beauty brands.
Those who think we need stricter privacy regulation in the U.S. say emulating Europe's approach would help online companies by ensuring the free flow of information internationally.
WSJ: Should the U.S. Adopt European-Style Data-Privacy Protections?
In my last column I discussed the historical roots of the financial market regulation in the U.S. I argued that it had served us well--with periodic tinkering--for several decades.
Private industry's technological advances, operating under state regulation, increased U.S. production last year at the fastest rate in the history of the domestic industry, which drilled its first commercial well in 1859.
Last July, The Legal Pulse expressed its concern over the piecemeal nature of online consumer privacy regulation in the U.S. Indicative of this disarray, we noted, was the response to Google Inc.
FORBES: Another Federal Agency Jumps On The Online Privacy Regulatory Roulette Wheel
Where does the supposed regulation and taxation crippled U.S. stand in the rankings?
FORBES: US Businesses Not Being Strangled By Regulation And Taxation, World Bank Says
While these rules pertain to the U.S. securities laws, we believe regulation in the EU should mirror that of the U.S. with regard to derivatives.
American Airlines is a sad example of the type of over-regulation that is strangling the U.S. economy.
FORBES: What Europe And State Governments Should Learn From American Airlines
Regardless, regulation by CFTC or any U.S. regulatory body should not even be the objective of prediction market sites.
FORBES: Prediction Market 'Bets Of Bitcoin' Available To U.S. Customers
But whether online poker regulation ever comes to the U.S. is no longer a matter of concern to Dikshit, who refused to answer questions about his sentence.
FORBES: Convicted Former Online Poker Billionaire Avoids Jail
Instead, it wants regulation, as in the U.K. and Australia.
CNN: Analysis: Should the U.S. regulate or ban online gambling?
Yet they can't offer this same benefit in adjacent states because of U.S. regulation.
WSJ: Christensen, Flier and Vijayaraghavan:The Coming Failure of 'Accountable Care'
By all means, close the so-called Enron loophole, which exempts from U.S. regulation energy speculators who make trades electronically.
There is also an innovative binary options broker based in Cyprus that was denied U.S. regulation when sought.
FORBES: Prediction Market 'Bets Of Bitcoin' Available To U.S. Customers
The U.S. calls the broad Chinese proposal on regulating the Internet "both unnecessary and beyond the appropriate scope" of U.N. regulation.
And the bureaucrats at the IRS want to impose this burden even though the regulation is completely contrary to existing U.S. law.
FORBES: Legislators Oppose IRS Proposal To Make Banks Put Foreign Tax Law Above U.S. Law
The Office of Financial Regulation (OFR) in the U.S. has turned the process of developing requirements and short-listing a vendor over to SIFMA before the regulatory requirements have been agreed.
In fact, Tuncak points out, some big businesses are calling for improved U.S. regulation to help level the playing field between those who are leading in green chemistry innovation and those who are not, and between those who have been forced to switch to alternatives in order to do business in Europe and those who have not.
FORBES: Exclusive: New Research Links Chemical Regulation with Market Innovation
U.S. government regulation restrict exports of Russian hunting and sports rifles as well as rifle models made before 1998.
The state-or-federal option would to some degree mirror U.S. banking regulation, where many banks can switch between state and federal charters.
We know none of those things are true, yet these premises form the heart of U.S. government regulation of employment-related immigration.
Mexico will keep pushing for better U.S. gun regulation, he said, noting that an assault weapons ban is one constitutional option.
With the backdrop of a U.S. financial regulation bill being stuck in the Senate, he argued three main points in support of creating internationally agreed rules.
It is unclear how the dual regulation would work out, with the U.K.'s Financial Services Authority overseeing the London side, and the U.S. Securities and Exchange Commission and NASD overseeing the U.S. side.
Spirit airlines (joined with Allegiant and Southwest airlines) challenged the regulation, which had been upheld in the U.S. Court of Appeals last July.
Al-Dabbagh said that in addition to the Cabinet approving the agreement for the withdrawal of U.S. troops and regulation of their activities in Iraq, Cabinet members also approved a "draft (strategic) framework" agreement between the United States and Iraq.
Top Tier is staffing up on compliance because of increasing regulation and interest in private equity both in the U.S. and in Europe, says David York, CEO of Top Tier.
FORBES: Top Tier Capital Names Sean Warren Chief Compliance Officer
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