Schapiro's personal disclosure form, filed with the U.S. Office of Government Ethics when her nomination was still pending, said that she had been "chairman" of the FINRA foundation since 2003.
By opposing disclosure of the risks to investors personal trading by portfolio managers poses, as well as disclosure of portfolio manager personal trading records and, when all else fails, invoking the attorney-client privilege to prevent investors from learning of illegal personal trading, the mutual fund industry has been able to maintain the illusion that such trading is rare and investors are not being harmed.
FORBES: Letter to Editor of BusinessWeek Re: Mutual Fund Personal Trading ( July 1, 1998)
North Wales Police recorded 14 cases of unauthorised access to the police intelligence record along with nine cases of accidental disclosure of personal information, and one case of accidental disclosure of data.
"There's no disclosure of personal information at all, " the spokesman said, defending the decision.
He also expressed strong personal support for strengthened disclosure requirements for prospective foreign entrants to our markets.
Others turn away due to the risk of well-documented personal attacks, disclosure issues or media scrutiny from off-the-cuff commentary.
FORBES: Study: CEOs And Social Media Remain An Unlikely Pair
This term's four federalism cases deal with federal laws concerning violence against women, age discrimination, the disclosure of personal information contained in state motor-vehicle records, and whistle-blowing.
Companies should limit their use and disclosure of personal data to those purposes that are consistent with both the relationship that they have with consumers and the context in which consumers originally disclosed the data, unless required by law to do otherwise.
Certainly, trillion plus dollar annual deficits, the extension of the Bush tax cuts through 2012, and public disclosure of personal tax information (highlighting low effective tax rates) by Warren Buffett last year and Mitt Romney this year has made public an issue usually limited to discussion among tax academics.
FORBES: Progressive Income Tax Theory: How Much More Can The Rich Be Taxed?
Basic fiduciary principles require disclosure wherever staff personal investing may pose the risk of harm to the fund.
Taken together, the alleged hacking involving the six people affected more than one million people through the disclosure of their personal data, law-enforcement officials said.
WSJ: U.S. Charges Six in LulzSec and Anonymous Computer-Hacking Incidents
SEC, 463 U.S. 646 (1983), which established that, in order for a tipper to be held liable, they must not only have disclosed material non-public information, but have also received some personal benefit as a result of the disclosure.
FORBES: SEC Charges Georgia Man With Insider Trading in AirTran/Southwest Airlines Merger
The SEC's latest report clarified that disclosure of material nonpublic information on the personal social media site of an individual corporate officer without advance notice to investors that the site may be used for this purpose is unlikely to qualify as an acceptable method of disclosure under securities laws.
WSJ: SEC Says Companies Can Use Social Media to Alert Investors
Today, 44 U.S. states have passed breach disclosure laws that require companies whose cache of personal information is lost or stolen to publicize the incident, reporting the problem to the affected customers.
Full disclosure: I have owned shares of AAPL in my personal account for years.
Ball recently proposed legislation for term limits, nonpartisan elections and full public disclosure of campaign finances, including candidates' outside income and personal assets, spokesman Joe Bachmeier said.
With so much sensitive personal information in so many hands, there are risks of data breaches and unauthorized disclosure.
FORBES: Coke or Pepsi? Politicians Say Choices Like These Reveal How You Vote
The principles also require organizations using personal information to "take reasonable precautions to protect it from loss, misuse and unauthorized access, disclosure, alteration and destruction, " according to EU documents.
At the time, Mr. Hastings, who is a Facebook board member, said further disclosure wasn't necessary because he had more than 200, 000 subscribers to his personal page on the site, making it a "very public" forum.
WSJ: SEC Says Companies Can Use Social Media to Alert Investors
应用推荐