Today, the financial planning industry has created a model where the advisor and client sit on the same side of the table with fee-based asset management rather than commissions for trades.

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Holding a percentage of clients' accounts for 30 days would make it challenging for investors to make trades, said Marie Chandoha, president of Charles Schwab Investment Management, a subsidiary of Charles Schwab Corp.

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It releases financial statements to banks and brokerages (7% of Zaporizhstal trades on the Ukrainian stock exchange) and grants investors meetings with management.

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Risk management has been moving to near real-time or real-time for some years, but the shift of OTC trades to exchanges will accelerate it, Bory added, because participants will be subject to margin calls.

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